Aditya Sarin

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • InCred Global Wealth Limited

    FRN 996981

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 3. Giving personal recommendations on derivatives
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Feb 2025)
    • SMF16 Compliance Oversight (since 14 Feb 2025)
    • [FCA CF] Manager of certification employee (since 14 Dec 2023)
    • SMF1 Chief Executive (since 14 Dec 2023)
    • SMF3 Executive Director (since 14 Dec 2023)
    • [FCA CF] Client dealing (since 14 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 14 Dec 2023)
  • Infinity Asset Management LLP (no longer approved here)

    FRN 464315

    • CF30 Customer (19 Jul 2022 to 8 Dec 2023)
    • CF1 Director (AR) (19 Jul 2022 to 8 Dec 2023)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 25 Apr 2008)
    • CF21 Investment Adviser (29 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Dec 2005 to 15 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.