Aditya Dev Prahlad

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPSTONE INVESTMENT ADVISORS (UK), LLP (no longer approved here)

    FRN 473282

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • CF4 Partner (28 Jun 2017 to 6 Dec 2019)
    • CF30 Customer (22 Dec 2014 to 8 Dec 2019)
  • DG Partners LLP (no longer approved here)

    FRN 218913

    • CF30 Customer (16 Jun 2008 to 10 Apr 2012)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 4 Mar 2008)
    • CF21 Investment Adviser (17 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Apr 2006 to 17 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.