Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 17 Apr 2023)
- [FCA CF] Client dealing (since 7 Sep 2016)
- CF30 Customer (21 Jan 2015 to 6 Mar 2016)
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- CF30 Customer (6 Feb 2014 to 21 Nov 2014)
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- (167)Employed By (6 Feb 2014 to 21 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.