Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 3 Jul 2023)
    • CF30 Customer (22 Sep 2015 to 6 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2020)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • SMF22 Other Local Responsibility (16 Sep 2022 to 14 Jun 2023)
    • [FCA CF] Significant management (20 Jul 2021 to 3 Jul 2023)
    • [FCA CF] Client dealing (1 Jan 2021 to 3 Jul 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (13 Nov 2009 to 11 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

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