Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Goldman Sachs International Bank
FRN 124659
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2020)
- [FCA CF] Client dealing (7 Mar 2016 to 3 Jul 2023)
- CF30 Customer (22 Sep 2015 to 6 Mar 2016)
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Goldman Sachs International
FRN 142888
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2020)
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- SMF22 Other Local Responsibility (16 Sep 2022 to 14 Jun 2023)
- [FCA CF] Significant management (20 Jul 2021 to 3 Jul 2023)
- [FCA CF] Client dealing (1 Jan 2021 to 3 Jul 2023)
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- CF30 Customer (13 Nov 2009 to 11 May 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.