Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (26 Jan 2012 to 5 Dec 2014)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (1 Nov 2007 to 25 Feb 2011)
    • CF21 Investment Adviser (11 Dec 2002 to 31 Oct 2007)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)
    • CF26 Customer Trading (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.