Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsibility for MCD Intermediation (since 9 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 26 Apr 2021)
    • [FCA CF] Client dealing (since 26 Apr 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (13 Apr 2016 to 8 Dec 2019)
    • CF1 Director (13 Apr 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Apr 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Apr 2016 to 30 Sep 2018)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (24 Apr 2014 to 13 Apr 2016)
    • CF1 Director (AR) (21 Sep 2007 to 13 Apr 2016)
  • Wrightnow Financial Limited (no longer approved here)

    FRN 472657

    • Employed By (21 Sep 2007 to 13 Apr 2016)

Recent activity

Updates to this individual's record on the FCA register.

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