Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 2 Oct 2025)
  • DILIGENTA LIMITED (no longer approved here)

    FRN 438831

    • [FCA CF] Functions requiring qualifications (1 Jul 2024 to 30 Sep 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (22 Sep 2008 to 8 Aug 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (8 Apr 2002 to 10 Jul 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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