Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wells Fargo Securities International Limited
FRN 186745
- [FCA CF] Manager of certification employee (since 2 Nov 2023)
- [FCA CF] Client dealing (since 26 May 2023)
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Wells Fargo Bank, National Association
FRN 456183
- [FCA CF] Manager of certification employee (since 2 Nov 2023)
- [FCA CF] Client dealing (since 26 May 2023)
- [FCA CF] Material risk taker (26 May 2023 to 31 Mar 2025)
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- CF30 Customer (21 Nov 2011 to 6 Mar 2016)
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- CF30 Customer (21 Nov 2011 to 15 Feb 2012)
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- CF30 Customer (21 Nov 2011 to 15 Feb 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.