Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MUFG Securities EMEA plc
FRN 124512
- [PRA CF] Significant risk taker or Material risk taker (since 24 Mar 2026)
- [FCA CF] Client dealing (since 24 Mar 2026)
- [FCA CF] Material risk taker (since 24 Mar 2026)
- [FCA CF] Client dealing (25 Jul 2017 to 27 Jul 2022)
- CF21 Investment Adviser (2 Sep 2003 to 5 Oct 2004)
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MUFG BANK, LTD
FRN 139189
- [PRA CF] Significant risk taker or Material risk taker (since 24 Mar 2026)
- [FCA CF] Client dealing (since 24 Mar 2026)
- [FCA CF] Material risk taker (since 24 Mar 2026)
- [FCA CF] Client dealing (24 Jul 2017 to 7 Oct 2020)
Recent activity
Updates to this individual's record on the FCA register.
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