Adam Woods

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK)

    FRN 140836

    • [FCA CF] Algorithmic trading (since 10 Feb 2023)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (24 Aug 2015 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (19 Jul 2010 to 18 May 2015)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF30 Customer (1 Nov 2007 to 23 Apr 2010)
    • CF26 Customer Trading (29 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.