Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Northern Trust Company
FRN 122020
- [FCA CF] Client dealing (since 3 Apr 2023)
- [FCA CF] Proprietary trader (since 3 Apr 2023)
- [FCA CF] Algorithmic trading (1 May 2018 to 3 Apr 2023)
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Northern Trust Global Services SE
FRN 829966
- [FCA CF] Client dealing (since 3 Apr 2023)
- [FCA CF] Proprietary trader (since 3 Apr 2023)
- [FCA CF] Algorithmic trading (1 Mar 2019 to 3 Apr 2023)
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- CF30 Customer (14 Nov 2008 to 2 Sep 2010)
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- CF30 Customer (14 Nov 2008 to 26 Feb 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.