Adam William Derrer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Client dealing (14 Mar 2025 to 29 Aug 2025)
    • [FCA CF] Material risk taker (14 Mar 2025 to 29 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 15 Aug 2023)
    • CF30 Customer (7 Jun 2010 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (12 Feb 2009 to 2 Mar 2010)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (21 Oct 2003 to 23 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.