Adam Wicken

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2021)
    • CF30 Customer (since 3 Jun 2021)
  • Adam Wicken

    FRN 950427

    • (1)Employed By (since 3 Jun 2021)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (4 Mar 2020 to 8 Mar 2021)
    • [FCA CF] Client dealing (4 Mar 2020 to 8 Mar 2021)
  • Premier Financial Management Ltd (no longer approved here)

    FRN 189921

    • CF30 Customer (15 Sep 2018 to 28 Nov 2019)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (26 May 2016 to 9 Aug 2018)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • CF30 Customer (25 May 2016 to 9 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.