Adam Wayne Elkin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2023)
    • CF30 Customer (14 Dec 2016 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (17 Feb 2014 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (30 Oct 2009 to 30 Sep 2010)
  • Kieron John Bassett (no longer approved here)

    FRN 144667

    • CF30 Customer (1 Nov 2007 to 9 Oct 2009)
    • CF21 Investment Adviser (23 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 May 2003 to 23 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.