Adam Warwick Greville-Collins

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stanhope Capital LLP

    FRN 400309

    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (8 Aug 2006 to 31 Oct 2007)
  • PREMIER FUND MANAGERS LIMITED (no longer approved here)

    FRN 143097

    • CF27 Investment Management (21 Jan 2005 to 31 Jul 2006)
    • CF26 Customer Trading (14 Apr 2004 to 21 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.