Adam Van Dok

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oculus Wealth Management Limited

    FRN 605985

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 31 Oct 2022)
    • [FCA CF] Client dealing (since 31 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 31 Oct 2022)
    • CF1 Director (AR) (since 6 Oct 2022)
    • CF30 Customer (since 6 Oct 2022)
  • Oculus Wealth Management (Cambridge) Ltd

    FRN 981137

    • (1)Employed By (since 6 Oct 2022)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (2 Mar 2020 to 12 Sep 2022)
    • [FCA CF] Functions requiring qualifications (2 Mar 2020 to 12 Sep 2022)
    • CF30 Customer (19 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.