Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Western Asset Management Company Limited
FRN 145930
- [FCA CF] Client dealing (since 8 Sep 2025)
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- [FCA CF] Material risk taker (1 Jan 2023 to 16 Aug 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 16 Aug 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Aug 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- CF30 Customer (5 Apr 2018 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 16 Aug 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Aug 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- CF30 Customer (13 Apr 2011 to 8 Dec 2019)
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- CF30 Customer (23 Sep 2009 to 7 Dec 2010)
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- CF30 Customer (23 Sep 2009 to 7 Dec 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.