Adam Talbot William Sutherland

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sutherland Financial Planning Ltd

    FRN 1019359

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 13 Mar 2025)
    • Responsible for Insurance Distribution (since 13 Mar 2025)
    • SMF16 Compliance Oversight (since 13 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Mar 2025)
    • SMF3 Executive Director (since 13 Mar 2025)
    • [FCA CF] Client dealing (since 13 Mar 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (23 Jan 2023 to 31 Jan 2024)
    • CF4 Partner (AR) (4 Jan 2023 to 31 Jan 2024)
    • CF30 Customer (4 Jan 2023 to 31 Jan 2024)
  • Prospera Wealth Management LLP (no longer approved here)

    FRN 677269

    • (12)Employed By (4 Jan 2023 to 31 Jan 2024)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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