Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (16 Jan 2014 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 26 Sep 2013)
    • CF21 Investment Adviser (3 Jan 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 26 Sep 2013)
    • CF21 Investment Adviser (3 Jan 2007 to 31 Oct 2007)
  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • CF21 Investment Adviser (26 Aug 2004 to 24 Nov 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.