Adam Stephen Finn

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 27 May 2025)
    • CF30 Customer (since 4 Dec 2020)
    • CF4 Partner (AR) (since 4 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 20 Oct 2020)
    • CF21 Investment Adviser (16 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Jan 2006 to 16 Jun 2006)
  • Wellspring Financial Ltd

    FRN 938417

    • Employed By (since 4 Dec 2020)
  • Meridian Advice Limited (no longer approved here)

    FRN 227554

    • (16)Employed By (13 Nov 2013 to 15 Nov 2013)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (13 Nov 2013 to 15 Nov 2013)
  • 2mtrust (no longer approved here)

    FRN 215206

    • (12)Employed By (20 Jan 2006 to 20 Oct 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.