Adam Starr

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Adam Starr

    FRN 712976

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • Sole trader dealing with clients for which they require qualification (since 31 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (23 Nov 2015 to 8 Dec 2019)
    • CF30 Customer (23 Nov 2015 to 8 Dec 2019)
  • Adam Starr (no longer approved here)

    FRN 418813

    • Employed By (29 Oct 2012 to 30 Jul 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (17 Jun 2008 to 28 Sep 2012)
  • West Country Asset Management (no longer approved here)

    FRN 192897

    • Employed By (19 Sep 2000 to 22 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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