Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (17 Jun 2013 to 30 Sep 2018)
    • CF1 Director (17 Jun 2013 to 8 Dec 2019)
  • Firth Financial Services (no longer approved here)

    FRN 164463

    • (7)Employed By (9 Dec 1999 to 31 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.