Adam Sluman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barnes & Sherwood Professional Advisers Limited

    FRN 547997

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 28 Nov 2022)
    • [FCA CF] Manager of certification employee (since 28 Nov 2022)
  • Bond Wealth Ltd (no longer approved here)

    FRN 778835

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Feb 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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