Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 7 Sep 2016)
- [FCA CF] Material risk taker (since 6 Sep 2016)
- CF30 Customer (2 Jun 2014 to 6 Mar 2016)
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 7 Sep 2016)
- [FCA CF] Material risk taker (since 6 Sep 2016)
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- CF30 Customer (11 Apr 2013 to 28 May 2014)
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- CF30 Customer (21 Mar 2013 to 28 May 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.