Adam Rupert Joy

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Manager of certification employee (since 9 Apr 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2019)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • CF30 Customer (26 Sep 2013 to 23 Jul 2019)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF30 Customer (3 Nov 2011 to 28 Sep 2013)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 17 Jun 2011)
    • CF21 Investment Adviser (10 Oct 2007 to 31 Oct 2007)
  • Russell Investments Limited (no longer approved here)

    FRN 122282

    • CF21 Investment Adviser (9 Jul 2003 to 23 Mar 2006)
    • CF27 Investment Management (9 Jul 2003 to 23 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.