Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 9 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Feb 2023)
    • CF30 Customer (10 Nov 2009 to 8 Dec 2019)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (3 Mar 2003 to 16 Jun 2005)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 6 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.