Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 13 May 2022)
    • [FCA CF] Manager of certification employee (22 Mar 2021 to 14 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (17 Jan 2019 to 14 Apr 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (13 Dec 2016 to 7 Jul 2017)
    • [FCA CF] Client dealing (13 Dec 2016 to 14 Apr 2022)
    • [FCA CF] Manager of certification employee (13 Dec 2016 to 7 Jul 2017)
    • [PRA CF] Significant risk taker or Material risk taker (7 Sep 2016 to 3 Aug 2017)
    • CF30 Customer (1 Nov 2007 to 26 Apr 2013)
    • CF21 Investment Adviser (30 Nov 2002 to 6 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.