Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Managing a material risk taker (16 Sep 2021 to 13 May 2022)
- [FCA CF] Manager of certification employee (22 Mar 2021 to 14 Apr 2022)
- [PRA CF] Significant risk taker or Material risk taker (17 Jan 2019 to 14 Apr 2022)
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- [PRA CF] Managing a material risk taker (13 Dec 2016 to 7 Jul 2017)
- [FCA CF] Client dealing (13 Dec 2016 to 14 Apr 2022)
- [FCA CF] Manager of certification employee (13 Dec 2016 to 7 Jul 2017)
- [PRA CF] Significant risk taker or Material risk taker (7 Sep 2016 to 3 Aug 2017)
- CF30 Customer (1 Nov 2007 to 26 Apr 2013)
- CF21 Investment Adviser (30 Nov 2002 to 6 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.