Adam Richard Dennis

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Isherwood Financial Services Limited
FRN 760337
- (2)Employed By (since 12 Mar 2024)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 13 Jun 2019)
Navigation Wealth Management Limited (no longer approved here)
FRN 911786
- (17)Employed By (28 Jun 2021 to 18 Mar 2024)
Eccles Greenwood Financial Planning LLP (no longer approved here)
FRN 813159
- (3)Employed By (13 Jun 2019 to 1 Jul 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.