Adam Richard Darling

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JUPITER INVESTMENT MANAGEMENT LIMITED
FRN 171847
- [FCA CF] Client dealing (since 1 Jan 2021)
- [FCA CF] Material risk taker (1 Jan 2021 to 8 Jul 2022)
Jupiter Asset Management Limited
FRN 141274
- [FCA CF] Client dealing (since 15 Jun 2020)
- [FCA CF] Material risk taker (15 Jun 2020 to 8 Jul 2022)
- CF30 Customer (21 Mar 2018 to 8 Dec 2019)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 19 Apr 2013)
- CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)
Societe Generale (no longer approved here)
FRN 124866
- CF21 Investment Adviser (1 Mar 2004 to 28 Apr 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.