Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 18 Apr 2017)
  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • CF30 Customer (15 Aug 2013 to 3 Apr 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.