Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 28 Jul 2022)
- CF30 Customer (since 6 Jun 2022)
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Alison Rigg Limited
FRN 224993
- (2)Employed By (since 6 Jun 2022)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Alison Rigg Limited
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controlled function added: (2)Employed By at Alison Rigg Limited