Adam Peter Claridge

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (11 Feb 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Sep 2003 to 11 Feb 2004)
  • Throgmorton Associates Wealth Management Ltd

    FRN 503420

    • Employed By (since 11 Mar 2010)
  • McKinlay York LLP (no longer approved here)

    FRN 401720

    • (3)Employed By (11 Feb 2004 to 11 Mar 2010)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (1 Dec 2001 to 7 Oct 2002)
  • The Grange Partnership Limited (no longer approved here)

    FRN 179895

    • Employed By (1 Oct 1998 to 7 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.