Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
R.J. O'Brien Limited
FRN 114120
- SMF1 Chief Executive (since 6 Feb 2026)
- SMF3 Executive Director (since 10 Jul 2020)
- CF29 Significant management (8 Nov 2013 to 8 Dec 2019)
- CF28 Systems and controls (23 Apr 2008 to 18 Nov 2013)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Aug 2003)
- CF1 Director (1 Dec 2001 to 12 Feb 2013)
- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Nov 2005)
-
- CF29 Significant management (8 Nov 2013 to 17 Mar 2015)
- CF28 Systems and controls (23 Apr 2008 to 18 Nov 2013)
- CF1 Director (1 Dec 2001 to 12 Feb 2013)
- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Nov 2005)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.