Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 17 Apr 2025)
    • CF1 Director (AR) (since 21 Mar 2025)
    • CF30 Customer (since 21 Mar 2025)
    • (1)Employed By (since 21 Mar 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (29 Apr 2021 to 25 Apr 2025)
    • CF30 Customer (23 Apr 2021 to 25 Apr 2025)
  • Reflect Financial Limited (no longer approved here)

    FRN 932095

    • (41)Employed By (23 Apr 2021 to 2 May 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.