Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (4 Oct 2018 to 30 Dec 2019)
- [FCA CF] Client dealing (16 Mar 2018 to 30 Dec 2019)
- [FCA CF] Significant management (16 Mar 2018 to 30 Dec 2019)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 30 Dec 2019)
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- CF21 Investment Adviser (1 Jul 2003 to 19 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.