Adam Nicholas Hildred

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tees Financial Limited

    FRN 211314

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 20 Jul 2021)
  • Radiant Financial Planning Limited (no longer approved here)

    FRN 192396

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jul 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Jul 2021)
    • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
  • Sterling & Law Group Plc (no longer approved here)

    FRN 216784

    • CF30 Customer (22 Jan 2008 to 30 Jun 2008)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 30 Jan 2008)
    • CF22 Investment Adviser (Trainee) (21 Jul 2005 to 27 Mar 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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