Adam Newell

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (6 Nov 2022 to 31 May 2024)
  • Hawke Financial Services LLP (no longer approved here)

    FRN 478284

    • Appointed representative dealing with clients for which they require qualification (3 Jan 2020 to 28 Oct 2022)
    • [FCA CF] Functions requiring qualifications (3 Jan 2020 to 28 Oct 2022)
  • Marex Spectron International Limited (no longer approved here)

    FRN 193027

    • CF30 Customer (18 Mar 2019 to 26 Sep 2019)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF30 Customer (14 Mar 2016 to 31 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.