Adam Mitula

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Financial Brokers Limited
FRN 547619
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (31 Oct 2016 to 28 Jun 2019)
- CF1 Director (21 Dec 2011 to 8 Dec 2019)
- Responsible for Insurance Mediation (21 Dec 2011 to 30 Sep 2018)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (599)Employed By (13 Apr 2011 to 21 Feb 2012)
Charles Derby Wealth Management Limited (no longer approved here)
FRN 535816
- Employed By (23 Feb 2011 to 13 Apr 2011)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (26 Jun 2009 to 21 Feb 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.