Adam Michael Sheehan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 24 Jan 2025)
    • [FCA CF] Client dealing (since 24 Jan 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Feb 2025)
    • CF30 Customer (25 Aug 2011 to 14 Feb 2025)
    • CF1 Director (AR) (25 Aug 2011 to 14 Feb 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 8 Aug 2011)
    • CF21 Investment Adviser (6 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jun 2006 to 6 Aug 2007)
  • Charles Derby (Home Counties) LLP (no longer approved here)

    FRN 451134

    • Employed By (2 Jun 2006 to 14 Feb 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.