Adam Michael Johnson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 6 Apr 2016)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (24 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Jan 2006 to 24 Apr 2006)
  • New Forest Wealth Management Limited

    FRN 446804

    • (10)Employed By (since 12 Jan 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (5 Oct 2004 to 22 Apr 2005)
    • CF22 Investment Adviser (Trainee) (4 Oct 2002 to 5 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.