Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [PRA CF] Significant risk taker or Material risk taker (16 Jan 2019 to 6 Aug 2019)
- [FCA CF] Client dealing (15 Feb 2017 to 1 Sep 2019)
- [FCA CF] Manager of certification employee (15 Feb 2017 to 1 Sep 2019)
- CF21 Investment Adviser (25 Mar 2004 to 30 Aug 2007)
- CF26 Customer Trading (28 Jan 2004 to 25 Mar 2004)
-
- [PRA CF] Significant risk taker or Material risk taker (16 Jan 2019 to 6 Aug 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.