Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (16 Jan 2019 to 6 Aug 2019)
    • [FCA CF] Client dealing (15 Feb 2017 to 1 Sep 2019)
    • [FCA CF] Manager of certification employee (15 Feb 2017 to 1 Sep 2019)
    • CF21 Investment Adviser (25 Mar 2004 to 30 Aug 2007)
    • CF26 Customer Trading (28 Jan 2004 to 25 Mar 2004)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (16 Jan 2019 to 6 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.