Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Haverstock Capital LLP
FRN 1039711
- [FCA CF] Client dealing (since 2 Jan 2026)
- SMF1 Chief Executive (since 19 Dec 2025)
- SMF27 Partner (since 19 Dec 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Dec 2025)
- SMF16 Compliance Oversight (since 19 Dec 2025)
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- CF3 Chief Executive (AR) (25 Nov 2021 to 1 Oct 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2023)
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- Employed By (25 Nov 2021 to 1 Oct 2023)
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- CF1 Director (23 May 2018 to 30 Sep 2018)
- CF30 Customer (31 Jan 2018 to 30 Sep 2018)
- CF11 Money Laundering Reporting (15 Nov 2017 to 30 Sep 2018)
- CF10 Compliance Oversight (15 Nov 2017 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.