Adam McGhee

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DNA Financial Solutions Limited
FRN 926435
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 21 Jul 2020)
- SMF3 Executive Director (since 21 Jul 2020)
- Responsible for Insurance Distribution (21 Jul 2020 to 14 Feb 2024)
- Responsibility for MCD Intermediation (21 Jul 2020 to 14 Feb 2024)
- SMF16 Compliance Oversight (21 Jul 2020 to 14 Feb 2024)
HL Partnership Limited (no longer approved here)
FRN 303397
- CF1 Director (AR) (29 Apr 2017 to 11 Dec 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.