Adam Max Caplin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Danske Bank A/S (no longer approved here)

    FRN 124655

    • CF30 Customer (25 Aug 2015 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (17 Nov 2004 to 5 Jun 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (17 Nov 2004 to 5 Jun 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 17 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.