Adam Matthew David McCarthy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clarity Wealth Management LLP

    FRN 575252

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2026)
    • CF30 Customer (27 Jun 2017 to 8 Dec 2019)
  • New Leaf Distribution Limited (no longer approved here)

    FRN 460421

    • CF1 Director (AR) (2 Sep 2016 to 26 May 2017)
    • CF30 Customer (16 Oct 2014 to 26 May 2017)
  • Creative Financial Planning Limited (no longer approved here)

    FRN 602000

    • Employed By (2 Sep 2016 to 26 May 2017)
  • Sterling Welsh Limited (no longer approved here)

    FRN 680894

    • (1)Employed By (2 Feb 2016 to 7 Sep 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (19 Jan 2009 to 20 Oct 2011)
    • CF22 Investment Adviser (Trainee) (4 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.