Adam Martyn-Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HAWKSMOOR INVESTMENT MANAGEMENT LIMITED

    FRN 472929

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 11 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 23 Jan 2023)
    • [FCA CF] Client dealing (since 23 Jan 2023)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 27 May 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 May 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (21 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (21 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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