Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 Jan 2021)
    • [FCA CF] Client dealing (since 18 Jan 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (27 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (4 Feb 2016 to 8 Dec 2019)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • CF30 Customer (19 Mar 2010 to 6 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.