Adam Luke Lord

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Whitfield Wealth Management Ltd
FRN 836982
- Employed By (since 12 Aug 2025)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF30 Customer (since 27 Jan 2024)
- Appointed representative dealing with clients for which they require qualification (since 21 Aug 2023)
Nori Financial Limited (no longer approved here)
FRN 714903
- (2)Employed By (3 Feb 2025 to 14 Aug 2025)
Adam Lord (no longer approved here)
FRN 1008723
- Employed By (27 Jan 2024 to 7 Mar 2025)
Fluent Money Limited (no longer approved here)
FRN 654425
- [FCA CF] Functions requiring qualifications (10 Feb 2020 to 18 Aug 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.