Adam Lockett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Limited

    FRN 497604

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 5 Oct 2023)
    • CF30 Customer (since 21 Sep 2023)
  • Camargue Wealth Limited

    FRN 749215

    • Employed By (since 21 Sep 2023)
  • Vision Financial Solutions (Staffs) Ltd

    FRN 759529

    • Employed By (since 6 Dec 2016)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Oct 2022)
    • CF1 Director (AR) (6 Dec 2016 to 11 Aug 2025)

Recent activity

Updates to this individual's record on the FCA register.

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