Adam Lee Greenberg

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WMG Advisors LLP
FRN 419405
- [FCA CF] Client dealing (since 18 Mar 2021)
- [FCA CF] Material risk taker (since 18 Mar 2021)
- CF30 Customer (8 Sep 2014 to 8 Dec 2019)
Mariana UFP LLP (no longer approved here)
FRN 551170
- CF30 Customer (22 Jun 2012 to 14 Aug 2014)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (29 Dec 2010 to 21 Feb 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.